Gold Brick Gold Trading LLC
Compliance and regulatory standards

Compliance & Responsible Sourcing

FATF-Aligned • DMCC-Compliant • International Standards

GOLD BRICK GOLD TRADING LLC operates under a rigorous, internationally aligned governance system designed to protect all parties and ensure safe, ethical, and fully traceable gold transactions.

Our Compliance Framework

Regulatory Governance

Licensed by the UAE Ministry of Economy and operating within the Dubai Multi Commodities Centre (DMCC) — the world's most regulated physical gold ecosystem.

FATF Alignment

All procedures follow FATF standards for high-risk commodities and cross-border physical gold trading, including comprehensive AML/CFT controls.

AML/CFT Controls

  • • KYC / KYB for all counterparties
  • • Sanctions & OFAC screening
  • • PEP / high-risk jurisdiction scoring
  • • Ongoing monitoring via UAE goAML FIU

Third-Party Verification

All physical gold movements verified through SGS / Bureau Veritas assay, Brinks / Malca-Amit / Transguard logistics, and LBMA/DMCC-recognized refineries.

Customer Onboarding Process

Required for all buyers, sellers, and investors

1

Expression of Interest

2

KYC/KYB Submission

3

AML/CFT Screening

4

NDA & Secure Exchange

5

Contract Documentation

6

Execution & Settlement

No advance fees. No broker chains. No cash transactions without full KYC.

Responsible Sourcing & Supply Chain Policy

Ethical, Transparent, Traceable — From Mine to Vault

OECD 5-Step Due Diligence Model

Step 1

Internal Systems

Step 2

Risk Assessment

Step 3

Risk Mitigation

Step 4

Third-Party Verification

Step 5

Reporting & Records

Our Compliance Structure Integrates:

  • • UAE Federal AML/CFT Law No. 20 (2018)
  • • FATF Recommendations for DNFBPs
  • • DMCC Rules & Review Protocol
  • • OECD Responsible Mineral Supply Chain Guidelines
  • • LBMA Responsible Gold Guidance
  • • ESG & Human Rights Standards

Zero-Tolerance Policies

We do not transact with any entity engaged in:

  • • Conflict gold or illegal mining
  • • Child or forced labour
  • • Smuggling or undeclared exports
  • • Corruption or bribery
  • • Proxy sellers or unlicensed brokers
  • • Misdeclared origin shipments
  • • Unverified cash transactions
  • • Human rights violations

Immediate termination & reporting apply for any violations.

Chain-of-Custody Verification

Every gram tracked from origin to vault

Documentation maintained includes:

Certificate of Origin
Export permit
Air Waybill (AWB)
Seller invoice
Movement reports
Refinery assay report
Vault receipt
Settlement confirmation

Chain-of-custody is never broken or outsourced.

Compliance Desk Contact

GOLD BRICK GOLD TRADING LLC

Compliance Department

📧 moses@seagolds.com

📞 +971 50 156 4019

📍 Dubai, United Arab Emirates

All communication under NDA and subject to KYC/KYB verification.